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Marine Mammal Commission 2009 Request for Proposals

Scope

The National Fish and Wildlife Foundation, in partnership with the U.S. Marine Mammal Commission, announces the availability of grant funding in the following five research and conservation areas:

  • Marine Mammals and Climate Change in the Arctic Ocean and Bering Sea
  • Calibration of New Methods for Surveying Marine Mammals
  • Alternative Observer Coverage for Marine Mammal Species at High Risk from Fishery Interactions
  • Building Capacity for Marine Mammal Research and Conservation in the Caribbean Region
  • Assessment and Conservation of Sirenians

Applicants should select one—and only one—topic for each proposal. Funding is provided by the U.S. Marine Mammal Commission.

Eligibility

All persons, organizations, and agencies are eligible to apply, including parties within and outside the United States. Applications for funding for land or easement acquisition, political advocacy, lobbying, or litigation will not be considered.

Proposal Topics

Marine Mammals and Climate Change in the Arctic Ocean and Bering Sea

The Commission seeks proposals that synthesize climate change information with marine mammal biological data. Successful proposals will not merely speculate on outcomes or propose action plans based on assumed outcomes but will generate hypotheses about the consequences of anticipated climate change effects and then develop plans for data collection to test those hypotheses.

Changing spring and summer ice cover in the Arctic and Bering Sea has been the major focus of Arctic climate change concerns (e.g., Wang and Overland 2009), but the Commission is equally interested in proposals pertinent to changes in ocean physical processes, such as currents or ocean acidification, plankton community composition, or marine mammal prey abundance and distribution. Similarly, the species of greatest interest to date have been species considered ice-dependent, such as polar bears, walruses, and ringed seals. However, the Commission is equally interested in proposals that address climate change effects on sub-Arctic species that may be experiencing a northward shift in their habitats (e.g., fur seals, harbor seals, Steller sea lions, Dall’s porpoise, and gray whales) or those species that may be less dependent on ice but still may respond to seasonal patterns of ice coverage or other climatic effects (e.g., beluga whales).

Wang, M., and J. E. Overland. 2009. A sea ice free summer Arctic within 30 years? Geophysical Research Letters 36, L07502, doi:10.1029/2009GL037820.

Calibration of New Methods for Surveying Marine Mammals

The Commission seeks proposals that will reduce the uncertainty in marine mammal surveys by integrating data from new survey technologies into population assessment protocols; for example, by calibrating two or more methods against one another or combining multiple survey procedures into a single survey. Combining data from multiple methods generally requires that they be calibrated against one another or a common standard. New methods might involve passive and active acoustics, radar or infrared sensing, remotely operated aerial or underwater vehicles carrying cameras or other sensors, and mark-recapture methods such as tagging and photo-ID, tested in conjunction with existing standard methodologies, which generally involve direct human observation from shore, boats, or aircraft.

The Commission recognizes that the full cost of a proposal under this topic may exceed the resources available from the Commission alone, particularly if new equipment is involved (e.g., tags or passive acoustic sensor arrays). Therefore, applicants should take advantage of existing survey efforts or matching funds from other sources. For example, the proposed effort might cover the cost of a visual survey during acoustic monitoring of an area or the cost of photo-identification efforts during repeated visual surveys.

In their proposals, applicants should describe the data to be collected, methods to safeguard independence of the survey efforts, and the analysis they will use to generate a population estimate with measures of uncertainty (e.g., mean and standard deviation). For an example of a multi-methods calibration survey effort, see Barlow and Taylor (2005). Applicants also should describe how they will evaluate improvements in quantitative results and/or reductions in cost associated with their proposed survey methodology.

Barlow J., and B. L. Taylor. 2005. Estimates of sperm whale abundance in the northeastern temperate Pacific from a combined acoustic and visual survey. Marine Mammal Science 21:429–445.

Alternative Observer Coverage for Marine Mammal Species at High Risk from Fishery Interactions

Many stocks of marine mammals are known or suspected to experience some degree of annual loss due to interactions with fisheries, either within U.S. waters or on the high seas. Fishing vessel size, operating constraints, limitations in funding for observer programs, and other factors often preclude observer coverage for some of these at-risk stocks and the fisheries with which they interact.

The Commission seeks proposals that offer alternative approaches for collecting data about the frequency and spatial-temporal distribution of interactions between marine mammals and fisheries, and the observed or estimated serious injury and mortality arising from such interactions. Alternative methods might include dockside and market surveys and monitoring, coastal observations, use of dedicated observer vessels, use of existing enforcement efforts, or observations from other aircraft or vessels on the fishing grounds.

The proposed effort should be sufficient to generate more accurate and precise (i.e., reliable) data for analysis, and analytical methods should be included in the proposed effort. In addition to providing better estimates of fisheries interactions, proposed alternatives must be safe and feasible to implement.

Building Capacity for Marine Mammal Research and Conservation in the Caribbean Region

The Commission seeks proposals that will build marine mammal research and conservation capacity in the Caribbean region. At its annual meeting in December 2008 in San Juan, Puerto Rico, the Commission discussed a variety of marine mammal risk factors (e.g., fisheries interactions, contaminants, subsistence whaling, tourism and whale-watching, and coastal development). Development of national or international conservation efforts in the Caribbean region has been limited due to insufficient funds and the difficulties of building multi-national partnerships; thus, the Commission is particularly interested in projects that will further the purposes of the newly created Action Plan for the Conservation of Marine Mammals in the Wider Caribbean Region, available from the United Nations Environment Programme at http://www.cep.unep.org/about-cep/spaw/wg31-4en-mmap-rev-1-10-november-2008.pdf. Proposals from individual nations are welcome, but multi-national proposals are particularly encouraged as a means of building the research and management capacity needed to sustain long-term efforts.

Assessment and Conservation of Sirenians

The Commission seeks proposals that will provide biological assessments and facilitate on-the-ground conservation actions for populations of dugongs and manatees in Asia, Africa, and South America. Because of their coastal habitats, sirenians are particularly vulnerable to subsistence hunting, loss of habitat, vessel collisions, contaminant exposure, and other threats associated with human coastal development.

The Commission will place priority on proposals that will promote increased outreach and communication among sirenian researchers and conservationists within regions. The applicant should indicate how the proposed effort fills a gap in our existing understanding of the distribution and status of sirenian populations around the world and how it will lead to improved conservation action for the pertinent population and its habitat.

Grant Size and Indirect Costs

The Commission expects that the majority of awards under this program will fall in the range of $25,000 to $125,000. However, the Commission has not specified upper or lower limits to award size, other than that the total amount of awards is not expected to be greater than $400,000. The primary budgetary evaluation criterion will be the appropriateness of the requested level of funds to the proposed scope of work. Matching funds are NOT required under this funding opportunity.

Applicants are encouraged to keep their overhead rates below 10 percent of the amount requested, in keeping with the general Marine Mammal Commission policy on such costs. This policy is intended to maximize the impact on science and conservation from the limited resources available to the Commission for discretionary spending (also see www.mmc.gov/research/policy.html).

Grant Period

Projects may extend from one to three years. The Commission cannot guarantee that additional funds will be available in future years to supplement awards made as a result of this review.

Application Guidelines

The following guidelines will be used by an advisory team of experts to evaluate applications requesting support from the Marine Mammal Commission.

Full Proposal (by invitation only)

A limited number of pre-proposal applicants will be invited to submit a full proposal to elaborate on their work for a second stage of review. The following additional information will be required at that time.

Expanded Proposal Narrative

Applicants will be asked to submit an expanded proposal narrative that provides the following information and all relevant detail on background, objectives, methodology, results, etc. The document should not exceed 6 single-sided pages in length, single-spaced with 12-point type.  Applicants should upload this narrative in addition to completing the online full proposal using NFWF’s Easygrants system.

  • Targeted Topic: List which of the five topics will be addressed by your proposal.
  • Introduction, Background, or Problem Statement:Provide a review of past related efforts by the research team or others. Indicate knowledge gaps, shortfalls of prior efforts, or challenges to further progress and describe how the proposed effort will address these issues.
  • Goals and Objectives: List only the goals and objectives that will be addressed within the scope of this proposal. Do not include broader, longer-term goals of your research program or organization.
  • Methods: Provide a short description of project methods, sufficient to enable the reviewer to understand how you will address the proposed objectives. If you are not conducting original research but are developing a workshop, review panel, or other activity, describe the nature of the activity, the agenda or working format, confirmed or anticipated attendees, and tentative dates and location of the planned activity.
  • Anticipated Outcomes: Describe the short-term outcomes; that is, those outcomes anticipated to occur within the time span of the proposed project (e.g., completion of a workshop report, one or more peer-reviewed journal articles, an equipment prototype and report).
  • Research and Management Utility (Long-Term Outcome): Describe the anticipated long-term utility of the project and its implications for future research, management, or conservation activities. Avoid making your descriptions overly broad or vague (e.g., “will aid in the conservation of the species” or “will empower decision makers to make better decisions” are not useful descriptions of anticipated long-term outcomes).

Budget and Timeline

The budget section should provide sufficient detail to inform the reviewer of costs by general category, including salaries, travel, vessel charters, major equipment (e.g., computers or lab instruments) and supplies, publication costs, overhead, miscellaneous, and sub-contracts. Office supplies or laboratory supplies do not require a detailed justification unless unusual amounts of materials or unusually expensive materials are involved. Also, please refer to the Commission’s Statement of Policy on Overhead Rates (http://www.mmc.gov/research/policy.html). Exceptions to the 10 percent upper limit on overhead charges are allowed only in very unusual cases and may be a factor in the proposal selection process for the reasons provided in our statement of policy.

Include information on other sources of funding for the project in the section entitled “matching funds,” if applicable. For multi-year or multi-stage projects, include a timetable for completion of each phase as a means of gauging progress toward completion of the full proposed effort in the “other” category of the “uploads” section of the online application.

Short Biography, Research Team Qualifications 

Upload a full CV of the principal investigator and a short biography of no more than one page each for key members of the proposal team. Key members are those individuals whose unique background and experience are essential to completion of the project. Although the proposal should list only one corresponding principal investigator, multiple co-investigators may be listed in this section of the proposal. 

Supporting Materials and Letters of Support

If the applicant is invited to submit a full proposal, additional supporting materials such as recent publications or presentation materials, short descriptions of relevant work in progress, organizational charts, flow charts or maps can be included in the “uploads” section of the submission. Applicants also can upload letters of support to their full proposal. These can be particularly relevant in cases of multi-jurisdictional, political, or institutional projects when the proposed work will rely on the data or actions of a third party. However, supplemental materials should be limited to information absolutely essential to understanding the significance, approach, and context of the proposed work.

If relevant, applicants asked to submit full proposals will be required to provide proof of all necessary permits and clearances to comply with the U.S. National Environmental Policy Act, Endangered Species Act, Marine Mammal Protection Act, and any international permits (e.g., CITES) or relevant non-U.S. national, state, or local ordinances. To comply with the Animal Welfare Act, applicants whose projects involve invasive procedures or may materially alter the behavior of study animals will be required to obtain approval from an Institutional Animal Care and Use Committee before an award can be finalized.  Please upload a document listing what permits and approvals, if any, are needed.

Application Process

The National Fish and Wildlife Foundation launched an on-line application program in March of 2008. Applicants can find information about the grant applications, including templates and orientation webinars if needed, at http://www.nfwf.org/applicantinfo.

Pre-proposals must be submitted via the Foundation's online system, in English, and received by 5:00 p.m. Eastern Daylight Time on August 19, 2009 (no exceptions). Upon receipt and competitive evaluation of the pre-proposal, the Foundation will invite successful applicants to submit a full proposal. Applicants will be notified by September 9, 2009, as to the status of their preliminary applications and whether they are invited to submit a full proposal.

Full proposals must be submitted via the Foundation's online system, in English, and received by 5:00 p.m. Eastern Daylight Time on October 9, 2009 (no exceptions).  Awards for this program are scheduled to be announced by early December 2009.

Awards may be contingent upon obtaining CITES permits, research permits from appropriate national environmental agencies, and/or approvals from appropriate animal care and use oversight bodies at the performing institution or appropriate government agency.

For further information on the program or completing the application, please contact Stephanie Pendergrass (at 202-857-0166 or stephanie.pendergrass@nfwf.org). For technical information about the RFP topics, please contact Dr. Robert Gisiner at the Marine Mammal Commission (bgisiner@mmc.gov or 301-504-0087).

Visit www.nfwf.org/applicantinfo for further assistance in navigating the Foundation’s Easygrants application system.

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Current Grant Cycle

Full Proposal: June 14, 2010
Notification: October 15, 2010

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